Paata GUGULASHVILI

En résumé

Entreprises

• Aviva Investors - Audit Senior Manager

  2015 - maintenant Risk based internal audit reviews from the audit planning to the issue closure:
  * Front office activities, dealing, investment governance;
  * Business development (Product Development, Client take-on, Retail distribution);
  * Operational and investment risk management;
  * Operations: unit pricing, asset valuation, performance measurement;
  * Real estate business (commercial property). ;
  Contributed and facilitated the half annual audit plan building and stakeholder relation management:
  * Identification and proposal of audit ideas: based on market hot-topics and the outcomes from meetings with business stakeholders and 2nd line of defence;
  * Regular catch-ups with the stakeholders from different areas.
  * Participated in internal projects such as learning and development and in other corporate initiatives.

• EY (Ernst & Young) - Consultant / Auditor

  Courbevoie 2006 - 2013 * Internal audit assignments in the financial industry (asset management, banking and insurance):
  * Review of compliance with regulatory requirements (RG AMF/ French market authority, MiFID, Market Abuse, Anti-Money Laundering, FCPA, etc.);
  * Risk management review (market, credit and operational risks);
  * Business processes review (activities, subsidiaries, procurement, distribution, claim handling, etc.);
  * Internal control framework review and assistance in its enhancement.
  * Statutory audit of investment funds, investment managers and investment service providers:
  * Organisation and supervision of the audit assignment ;
  * Certification of the annual report: portfolio review, investment strategy, valuation, accounting process, risk management and regulatory and prudential compliance.
  * Transaction support in the acquisition of a global investment manager's subsidiaries:
  * Analysis of business specificities of subsidiaries involved in a transaction;
  * Valuation of more than 20 transactions using multi-criteria model.
  * High level Regulatory monitoring (EMIR, MiFID II, AIFM...).
  * Independent third-party verification of performance presentation compliance with GIPS (Global Investment Performance Standards).
  * Definition and implementation of funding solutions for corporate and governmental entities:
  * Identification of funding needs and analysis of funding structure with regard to financial, legal and accounting constraints;
  * Selection of appropriate financial instruments and provision of recommendations focused on effective and efficient funding solutions.
  * Assistance in financial risk management:
  * Review of risk management processes (liquidity, FX, commodities, interest rate, counterparty risks), improvement of risk management framework and establishment of KPIs / KQIs.
  * Advisor of debt and treasury management of an African country:
  * Development and delivery of strategic advice covering an array of financial instruments (including bonds, bills and multi-billion commercial credit contracts with a host of global investment banks);
  * Formulation of recommendations to improve the debt management process;
  * Establishment of a new debt management unit: definition of the organisation, risk management and internal control environment.

• ARKEON Finance - Sell side Equity Analyst

  Paris 2005 - 2006 * Follow-up of listed Midcap companies: valuation (DCF, comparables) and formulation of investment recommendations for investment managers.
  * Tracking stock-picking opportunities on the Midcap market. ;

• CALYON CIB - Credit Analyst

  2005 - 2005 * Credit analysis of top clients and their subsidiaries, follow-up of credit portfolio limits;
  * Provision of internal ratings for counterparties. ;

• TBC Bank - Loan Officer

  Albi 2001 - 2003 * Credit analysis for small and medium enterprises, presentation of credit request to the credit committee;
  Credit portfolio monitoring, management of relationship with credit clients and prospects.

• TBC Bank - Loan Officer

  Albi 2001 - 2003 * Credit analysis for small and medium enterprises, presentation of credit request to the credit committee;
  Credit portfolio monitoring, management of relationship with credit clients and prospects.

Formations

• University Paris V - René Descartes

  Paris 2005 - 2006 Masters Degree
  
  * Banking Finance: retail, corporate and investment banking ;
  * Capital market (structure and regulations) and investment industry ;
  * Market, credit and operational risk management ;
  * Legal framework of banking activity
  Thesis: `Basel 2 influence on a SME financing'

• University Paris X

  Nanterre 2003 - 2004 Masters Degree
  
  French government scholarship
  Master's degree in financial research. Modules included:
  * Financial intermediation
  * Financial market
  * Corporate finance
  * Econometrics
  Thesis: `Capital structure and operational performance, French case'

• Ivane Javakhishvili Tbilisi State University (Tbilisi)

  Tbilisi 1998 - 2000 Masters Degree
  
  Thesis: `Perspective of free economic zones in Georgia '.

• Ivane Javakhishvili Tbilisi State University (Tbilisi)

  Tbilisi 1994 - 1998 Bachelors Degree

Réseau

• Aesb AESB DESCARTES FINANCE

• Guillaume BROQUERIE*

• Isabelle RUIZ

• Jean SERY

• Nicolas LASSIAILLE

• Pierre-Olivier JAILLANT

• Rozenn DEFFAINS

• Sabrina MANDIAU

• Sai KIRAN