Sixtine Piquet-Gauthier

Sixtine Piquet-Gauthier

Head of Legal and Compliance, ARKEON Finance
 

Précédents : ESSEC Business School, Université Paris 10 Nanterre

 

    En résumé

    - Compliance Officer - Support the business and management by maintaining compliance framework, monitoring and reporting arrangements, and providing regulatory guidance as required to assist the business for current and future regulated activities. - Experience in investment banking services and asset management area - 4 years experience in AML and Sanction Compliance roles - Strong subject matter expertise in the area of Anti-Money laundering (regulatory environment and regional regulations) and Compliance and monitor adherence to policies and report on compliance activities -Strong editorial and analytical skills, able to multi-task and prioritize -Strong personality, ambitious, motivated and team player -Very good knowledge of Microsoft Office 


Parcours

Head of Legal and Compliance

Chez ARKEON Finance

De décembre 2013 à aujourd'hui
- Identification of legal and regulatory requirements and associated risks - Development and updating risks mapping - Writing and updating all procedures - Writing the Daily and monthly reporting to the General Management, - Writing specifics or periodics reports (annual, QLB, RCSI, FRA RAC…) ...
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AML and KYC Analyst

Chez Société Générale

De novembre 2012 à novembre 2013
-On-boarding offshore companies, banks and financial intermediaries -Performing KYC due diligence checks in line with AML/CTF policies and local regulation -Assessment of compliance risks: business-related, geopolitical, transactional and reputation risks. -Coordination between business lines and ...
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ESSEC Business School, Cergy Pontoise

Master II Financial Criminal Law, UFR Droit

De septembre 2011 à octobre 2012
In partnerchip with the University of Cergy Pontoise
 

Compliance Advisor

Chez Axa Investment Managers Paris

De septembre 2011 à octobre 2012
- KYC / AML: analysis and Compliance control - Drafting procedures in the area of AML and distribution of financial instruments. - Staff training on AML / CFT matters and regulation - Review and approval of marketing documents in light of the AMF general regulation and guidelines - Participation ...
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Université Paris 10 Nanterre, Nanterre

Master 1 in Business Law - French & Spanish Law diploma, UFR de Sciences juridiques, administratives et politiques

De septembre 2010 à septembre 2011
 

Université Paris 10 Nanterre, Nanterre

Master 1 in Criminal Law, UFR de Sciences juridiques, administratives et politiques

De septembre 2010 à septembre 2011
 

Université Paris 10 Nanterre, Nanterre

“Licence” in French Law /Spanish Law (equivalent to a Bachelor’s degree with a double major), UFR de Sciences juridiques, administratives et politiques

De septembre 2008 à septembre 2010
 

Compétences

 
  • AML
  • Compliance
  • Dominio de idiomas
  • juriste
  • Kyc

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