Stéphane Orliac

Septembre 2011 Projet de nouveau paramétrage de notre outil de profilage Erase afin d'intégrer plus finement notre approche risque notamment en correspondant banking.

Juin 2011 Organisation des Journées Compliances du groupe à Paris.

Cartographie du risque LAB-LAT des activités.
Validation des documents envoyés aux clients.
Evaluation du risque de conformité des clients.
Evaluation du risque de conformité des crédits.
Reporting LAB LAT aux autorités.
Participation au reporting ACP.
Rédaction de procédures.
Rédaction des contrats types de l'entreprise.
Réalisation de formations LAB (lutte anti-blanchiment)et LAT (Lutte contre le financement du terrorisme).
Veille juridique et informationelle.
Mise en place de base d'information entprises, marchandises et marchés, menaces, législations.
Commission OCBF Blanchiment et Groupe de Travail Afrique et Moyen Orient
Analyse d'opérations inhabituelles ou complexes.
Participation aux comités internes (Direction, Crédit, Risques, Procédures).

Head of Compliance and Legal Adviser (Trade Finance)

Correspondant Tracfin.
Validation des entrées en relation.
Rédaction de procédures.
Contrôle des opérations atypiques.
Contrôle de l'activité assurance-vie.
Validation de la communication.
Commission OCBF Blanchiment.

Deputy Director of Internal Control and Compliance And Anti Money-Laundering Officer. (Private Banking)

Update of the compliance monitoring programme.
Design and production control in the field of money laundering and investor protection.
Reporting to the group.
Analysis and issue opinions on new products.
Analysis and validation of legal documents of the Bank.
Analysis and validation of the communication prior to its diffusion.
Legal and regulatory intelligence.
Monitoring of KYC policy : Acceptance of new customers, detection and classification of high risk customers.
Monitoring of the transaction in the field of money laundering prevention.
Establishing and monitoring relations with TRACFIN; Writing reports on the prevention of money laiundering to the french regulary body.
Development of the "awarness program" : training plan and staff awarness to issue of compliance.
Training employees to prevent money laundering, to investor protection, and the prevention of market abuse.
Evaluation of employees on compliance issues.

Responsable Juridique et Responsable Lutte Anti Blanchiment dans une Banque Privée à Paris.

Entreprise de plus de 50.000 Personnes dans le Monde et de 100 Personnes en France.

Legal adviser and Anti-Money Laundering Officer (Private Banking)

Writing opinion for the general management.
Drafting model contracts : account agreement, mandate of portfolio management, loan contract...
Analysis of contracts with external suppliers.
Drafting authorization files for the data protection authority.
With the bank's external lawyers monitoring files under litigation.
Drafting files for AMF.
Monitoring of KYC policy : Acceptance of new customers, detection and classification of high risk customers.
Monitoring transaction in the field of money laundering prevention.
Establishing and monitoring relationship with TRACFIN. Writing reports on the prevention of money laundering to the banking regulatory body.
Training employees to prevent money laundering.
Evaluation of employees on compliance issues.

Legal adviser and AML officer (Trade Finance banking)


Drafting and monitoring procedures for prevention of money laundering
Monitoring of transaction.
Training employees
Answering to Commission Bancaire and others authorities like Central bank of Cyprus.

Drafting contracts
With the bank’s lawyers monitoring file under litigation

Legal adviser in the French Legal department (Retail banking)

Legal Adviser in a local legal department (Retail banking)

Officer In the French Army.
Military School of Saint Cyr and regiment.